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Here to help with Regulation and Compliance
Investment Management Compliance Specialist
Compound Growth can make sure that you meet your requirements efficiently and effectively and would be happy to discuss your business needs, so get in touch.
Regulatory Support for Investment Managers
Compound Growth can also help with compliance support for firms in the Investment Management sector, whether it’s becoming authorised as a fund manager, or your ongoing compliance to keep on top of the new regulations affecting this sector of the industry.
Recently, there have been a number of new reporting and financial requirements for firms in this sector, as a result of the Alternative Investment Fund Managers Directive (AIFMD).
AIFMD was transposed into UK law on 22 July 2013 and focuses on regulating Fund Managers rather than the funds themselves. Its scope is broad and, with a few exceptions, covers the management, administration and marketing of alternative investment funds (AIFs).
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