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Here to help with Regulation and Compliance

Compound Growth

Regulatory Compliance Advice and Support

Compound Growth Limited is here to help its clients establish, maintain and grow their businesses in compliance with an increasingly complex regulatory regime. We help with:

If you’d like to discuss how we can help your business move forward compliantly, please contact us


Our Specialist Compliance & Regulatory Support Services


With over 30 years experience, Compound Growth offer specialist expertise and assistance to a variety of financial services firms, and can help you remain compliant with the ever evolving regulatory environment.

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SMCR extends to all

09 December 2019: The Senior Managers & Certification Regime will apply to all regulated firms.

About Compound Growth:

Read more about our professional support team and our experience within financial services & regulation.

Dear CEO: Financial Promotions

 2019: Warning in relation to promoting unregulated business.

Fund Managers & NEDs

30 September 2019: All AFMs must have appointed a minimum of 2 Independent Directors

CFD Product Intervention Measures Continue

01 Feb 2019: CFD Measures renewed for further three months.

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