Telephone 020 3813 2890 for a free no obligation chat about your regulatory requirements with one of our compliance consultants.
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Here to help with Regulation and Compliance
Regulatory Compliance Advice and Support
Compound Growth Limited is here to help its clients establish, maintain and grow their businesses in compliance with an increasingly complex regulatory regime. We help with:
- Authorisation / Variation of Permission / Passporting
- Regulatory changes
- Regulatory reporting - Including COREP and other Gabriel returns
- ‘Prudential’ requirements - such as CRD IV and ICAAP
- ‘Conduct of business’ requirements - like Best Execution
- Client Money and Assets segregation
- Transaction reporting and trade reporting - including EMIR
If you’d like to discuss how we can help your business move forward compliantly, please contact us
Our Specialist Compliance & Regulatory Support Services
With over 30 years experience, Compound Growth offer specialist expertise and assistance to a variety of financial services firms, and can help you remain compliant with the ever evolving regulatory environment.
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