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Here to help with Regulation and Compliance
What’s New 2020
Developments in UK Financial Services Regulation
2019 REGULATORY NEWS 2018 REGULATORY NEWS 2017 REGULATORY NEWS 2016 REGULATORY NEWS 2015 REGULATORY NEWS
REGULATORY NEWS 2020
- 03/07/2023: Expiration: US SEC period of no-relief related to MiFID II Inducements & Research expires
- 10/01/2021: Deadline: Existing Cryptoassets Businesses as at 01 January 2020 will need to have registered with the FCA
- 31/12/2020: Expiration: Brexit Implementation Period Ends
- 09/12/2020: Deadline: Conduct Rule Training for all other staff at Solo-regulated Firms that do not fall within the Senior Managers Regime and Certification Regime
- 09/12/2020: Deadline: Submission of Directory Persons information (Solo-regulated Firms)
- 07/12/2020: Effective date: Proposed start date for Extension of SMR to Benchmark Administrators
- 05/06/2020: Closing date for Comments on CP20/3 re Climate-related Disclosures
- 01/05/2020: Closing date for comments: CP20/4 (Quarterly Consultation Paper 27) Re Chapters 3,4 and 6
- 03/04/2020: Closing date for comments on CP20/4 (Quarterly Consultation Paper 27) Re Chapters 2,5,7,8 and 9
- 03/04/2020: Closing date for comments on CP19/32: ‘Building operational resilience: impact tolerances for important business services’
- 09/03/2020: Deadline: Submission of Directory Persons Information (Banks, Building Societies, Credit Unions, Insurance Companies)
- 09/03/2020: FCA begins review on data in wholesale markets
- 09/03/2020: CP20/5: Open-ended Investment Companies – Proposals for a more proportionate Listing regime
- 09/03/2020: Call for Input: Accessing and using wholesale data
- 09/03/2020: CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
- 06/03/2020: CP20/3: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations
- 06/03/2020: CP20/4: Quarterly Consultation No 27
- 06/03/2020: Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
- 06/03/2020: FCA announces proposals to improve climate-related disclosures by listed companies
- 06/03/2020: Policy development update
- 05/03/2020: Cash on Go enters administration
- 05/03/2020: Our approach to ensuring firms treat vulnerable customers fairly
- 05/03/2020: FCA encourages firms to develop purposeful cultures
- 05/03/2020: DP20/1: Transforming culture in financial services – driving purposeful cultures
- 04/03/2020: Statement on Covid-19 10:56
- 04/03/2020: PS20/4: Amendment of COBS 21.3 permitted link rules – final rules and feedback to CP18/40
- 04/03/2020: Outsourcing in the life insurance sector
- 04/03/2020: PS20/4: Amendment of COBS 21.3 permitted link rules
- 28/02/2020: Closing date for comments on CP19/31 Extending SMR to Benchmark Administrators
- 28/02/2020: FS20/2: Patient Capital and Authorised Funds
- 28/02/2020: FCA publishes the number of STORs received in 2019
- 25/02/2020: Statement on FCA data breach 25/02/2020
- 25/02/2020: Final Notice 2020: Ballooner Limited
- 25/02/2020: Final Notice 2020: Adrian Doherty
- 25/02/2020: Final notice 2020: Southgate Garage
- 25/02/2020: Final Notice 2020: Lychworth Limited
- 25/02/2020: Final Notice 2020: Ryan Fawson (Kingfisher Finance trading as)
- 25/02/2020: Final notice 2020: OY Media Limited
- 25/02/2020: Final Notice 2020: FLYTO CREDIT LTD
- 25/02/2020: Final notice 2020: REFINANCE 4U LIMITED
- 25/02/2020: Final Notice 2020: Belvedere Finance
- 25/02/2020: Final Notice 2020: DP Gas Services Ltd
- 25/02/2020: Final Notice 2020: Haigh Energy Services Limited
- 25/02/2020: Final notice 2020: Platinum Heating Services Limited
- 25/02/2020: Final Notice 2020: Andrew Totney Developments Limited
- 25/02/2020: Final notice 2020: NUYOU FINANCE (SAMANTHA EDWARDS TRADING AS)
- 24/02/2020: Final Notice 2020: Mo Davey Sales (Malcolm Davey trading as)
- 21/02/2020: FCA News: Information for customers of Triton Insurance Brokers Ltd
- 21/02/2020: Final notice 2020: Elizabeth Marie Walker
- 19/02/2020: Final Notice 2020: Thames Auto Sales
- 19/02/2020: Final Notice 2020: Spiral Cycles Limited
- 18/02/2020: Press Release: FCA bans motor finance firm’s range of online adverts
- 18/02/2020: FCA News: Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions
- 18/02/2019: Press Release: FCA Highlights Areas of Concern
- 17/02/2020: Press Release: The FCA fines Moneybarn £2.77m for unfair treatment of customers in arrears
- 17/02/2020: Occasional Paper No. 53: Changes in the mortgage market post 4.5 limit on loan to income ratios
- 17/02/2020: Final notice 2020: Moneybarn Limited
- 13/02/2020: FCA Speech: Penalties, remediation, and our General Principles
- 13/02/2020: Press Release: FCA appoints Sheldon Mills as Interim Executive Director of Strategy and Competition
- 12/02/2020: Final Notice 2020: Sukhvir Tiwana
- 12/02/2020: Final Notice 2020: John Richards
- 12/02/2020: Final Notice 2020: Paul Michael Grant
- 12/02/2020: Final Notice 2020: Andrew Maurice Blunt
- 12/02/2020: Final Notice 2020: Lakeside Motor Group Limited
- 12/02/2020: Final Notice 2020: The Coffee Counter Ltd
- 12/02/2020: Final Notice 2020: Renewable Technology Group Limited
- 12/02/2020: Final Notice 2020: Lakes Plumbing & Heating Services Ltd
- 12/02/2020: Final Notice 2020: Five Star of Formby (Alan Gabrielson trading as)
- 11/02/2020: Occasional Paper 52: Bond liquidity and dealer inventories
- 11/02/2020: Final notice 2020: Trinity Motors
- 11/02/2020: Final Notice 2020: I.P.S Aloha (Scotland) Limited
- 11/02/2020: Occasional Paper No. 52: Bond liquidity and dealer inventories
- 11/02/2020: FS20/1: Recognition of codes: feedback on QCP 25 CP19/27
- 11/02/2020: Retail banking: our review of Basic Bank Accounts
- 10/02/2020: Occasional Paper 51: Using online experiments for behaviourally informed consumer policy
- 07/02/2020: FCA Speech: Market integrity and strategic approach
- 07/02/2020: FCA Statement: FCA, ICO and FSCS publish joint statement to insolvency practitioners and authorised firms
- 06/02/2020: Press Release: New appointments to the FCA Board announced
- 06/02/2020: Final Notice 2020: North West Seamless Coating Ltd
- 06/02/2020: Final Notice 2020: Grove Automotive Limited
- 06/02/2020: Final Notice 2020: Harts Car Company Ltd
- 06/02/2020: Final notice 2020: MH Auto House Limited
- 06/02/2020: Final Notice 2020: CGS Auto Centre Ltd
- 06/02/2020: Final notice 2020: MKJ Car Sales Limited
- 05/02/2020: PS20/3: Signposting to travel insurance for consumers with medical conditions
- 04/02/2020: PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8
- 04/02/2020: Final notice 2020: FS Claims Ltd
- 03/02/2020: Press Release: FCA tells credit card firms to review their approach to persistent debt customers
- 31/01/2020: PS20/01: Mortgage advice and selling standards: feedback to CP19/17 and final rules
- 30/01/2020: Press Release: Information for firms during the Brexit implementation period
- 30/01/2020: FCA News: FCA achieves 59th place in Stonewall’s Top 100 Employers 2020 rankings
- 29/01/2020: FCA Statement: Perry Prowse (Insurance Consultants) Ltd has entered into liquidation
- 28/01/2020: FCA Statement: FCA requests further information about overdraft pricing from firms
- 28/01/2020: Press Release: FCA succeeds in application to Upper Tribunal to strike out P.F. International’s challenge to regulatory decision
- 28/01/2020: Final notice 2020: Exigotrade Ltd
- 28/01/2020: Final notice 2020: Pixma Group Ltd
- 28/01/2020: Final notice 2020: Epos Up Limited
- 28/01/2020: Final notice 2019: Swell Vans Limited
- 28/01/2020: Final notice 2020: Forward Leasing Ltd
- 28/01/2020: Final notice 2020: Thomas Auto Limited
- 28/01/2020: Final notice 2020: Aberdeen Recycling Ltd
- 28/01/2020: Final notice 2020: Southampton Cars Limited
- 28/01/2020: Final notice 2020: Fab Cars Norwich Ltd
- 28/01/2020: Final notice 2020: Gosforth Car Centre Ltd
- 28/01/2020: Final notice 2020: Gravity Motor Group Limited
- 28/01/2020: Final notice 2020: Auto Wheels Car Sales Ltd
- 28/01/2020: Final notice 2020: GMAC Plumbing and Gas Services Ltd
- 27/01/2020: Occasional Paper 50: Appendix
- 27/01/2020: Occasional Paper 50: Quantifying the High-Frequency Trading “Arms Race”: A Simple New Methodology and Estimates
- 24/01/2020: Press Release: Christopher Woolard appointed Interim Chief Executive of the FCA
- 23/01/2020: FCA Speech: Global regulation, local solutions
- 23/01/2020: FCA News: Financial Services AI Public Private Forum
- 23/01/2020: FCA News: Firms now need to update or confirm their Firm Details annually
- 23/01/2020: FCA News: Andrew Bailey calls on tech giants to collaborate with the FCA to help protect consumers
- 22/01/2020: Press Release: New overdraft rules mean 7 out of 10 people will be better off or see no change
- 21/01/2020: FCA News: 2020 fines
- 21/01/2020: FCA statement on Assessing Suitability Review 2
- 21/01/2020: FCA News: Warning on being careful where you get your data from
- 21/01/2020: Final Notice 2020: Hall and Hanley Limited (HHL)
- 17/01/2020: FCA Speech: Is this the decade of the credit union?
- 16/01/2020: Press Release: Next steps for LIBOR transition in 2020: the time to act is now
- 16/01/2020: FCA Statement: FCA and Bank of England encourage switch from LIBOR to SONIA for sterling interest rate swaps from Spring 2020
- 16/01/2020: Impact Assessment: Extending SM&CR to solo-regulated firms
- 16/01/2020: Dear SMF Letter: Next steps on LIBOR transition
- 16/01/2020: FCA Enterprise Act Report 21 June 2019 – 12 December 2019
- 16/01/2020: Impact Assessment PS19/18: Restricting Contract for Difference Products sold to retail clients
- 15/01/2020: CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21
- 13/01/2020: FCA News: Intention to consult on updates to the FCA lists of multilateral development banks
- 13/01/2020: Closing date for comments on CP19/30 FCA Fees & levies 2020/21
- 10/01/2020: Effective today: Cryptoasset Business must comply with MLRs.
- 10/01/2020: Effective today: Those wishing to undertake new Cryptoassets Business will need to register with the FCA before undertaking
- 10/01/2019: Effective today: New UK Money Laundering Regulations 2019 (MLR 2019)
- 10/01/2020: Final Notice 2019: Rodney Brown
- 10/01/2020: FCA News: FCA becomes AML and CTF supervisor of UK cryptoasset activities
- 10/01/2020: FCA Press Release: The FCA commences civil proceedings in relation to alleged unauthorised deposit takers
- 10/01/2020: FCA News: Policy development update
- 09/01/2020: FCA Press Release: FCA acts to help customers get better rates for cash savings
- 09/01/2020: FCA News Complaint: Citizens Advice supercomplaint to the CMA - update
- 09/01/2020: CP20/1: Introducing a Single Easy Access Rate for cash savings
- 09/01/2020: Final Notice 2019: Shaun Rowe
- 09/01/2020: Final Notice 2019: Connect Business Ltd
- 09/01/2020: CP20/1: Introducing a Single Easy Access Rate for cash savings
- 08/01/2020: Occasional Paper 49: Borrower subgroups and the path into distress: commonalities and differences
- 08/01/2020: FCA News: Inside FCA Podcast examines how we're regulating a changing pensions sector
- 07/01/2020: FCA News: FCA and Bank of England announce proposals for data reforms across the UK financial sector
- 07/01/2020: Discussion Paper: Digital Regulatory Reporting: Phase 2 Viability Assessment
- 03/01/2020: Dear CEO letter: Non-financial misconduct in wholesale general insurance firms
- 01/01/2020: Effective today: Mandatory Reporting via Connect - Firms need to have registered with Connect to update their Firm details
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