Telephone 020 3813 2890 for a free no obligation chat about your regulatory requirements with one of our compliance consultants.
© Compound Growth Limited 2012 - 2020 | Terms of Use Privacy Policy
Registered in England and Wales as limited company number 07626537 - Registered Office 120 Pall Mall, London, SW1Y 5EA
We use cookies, if you consent to this use, please continue to browse our site.
Here to help with Regulation and Compliance
Regulatory Compliance Advice and Support
Compound Growth Limited is here to help its clients establish, maintain and grow their businesses in compliance with an increasingly complex regulatory regime. We help with:
- Authorisation / Variation of Permission
- Regulatory changes
- Regulatory reporting - Including COREP and other Gabriel returns
- ‘Prudential’ requirements - such as CRD IV and ICAAP
- ‘Conduct of business’ requirements - like Best Execution
- Client Money and Assets segregation
- Transaction and trade reporting - including EMIR
Specialists in Spread Betting Compliance
- We are familiar with all aspects of financial and sports spread betting and the particular compliance implications of this type of business.
- We can provide the compliance advice and support you need including financial resources calculation and reporting; best execution; client money segregation; and conduct of business.
- Compound Growth Limited, and its founder David Dudeney, have been involved with the spread betting industry one way or another since 1989. This involvement has included several years at the SFA and the FSA regulating spread betting firms; several years subsequently providing compliance advice to spread betting firms; and even a period as compliance director at a spread betting firm.
Spread Betting Support
If you’d like to discuss how we can help your spread betting business move forward compliantly, please feel free to contact us
Spread Betting
What's New
More News & Views
Send Email
Call by Telephone:
(020) 3813 2890